AI assistant
P10, Inc. — Director's Dealing 2023
Dec 1, 2023
32070_dirs_2023-12-01_cd905df4-afe3-4c6d-b91a-a751120ae22f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2023-10-13
Reporting Person: Abell Alexander I. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-13 | Class A Common Stock | C | 457496 | — | Acquired | 471941 | Direct |
| 2023-11-20 | Class A Common Stock | S | 14445 | $9.43 | Disposed | 457496 | Direct |
| 2023-11-29 | Class A Common Stock | S | 10000 | $9.90 | Disposed | 447496 | Direct |
| 2023-11-29 | Class A Common Stock | S | 10000 | $10.00 | Disposed | 437496 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-13 | Class B Common Stock | $ | C | 457496 | Disposed | Class A Common Stock (457496) | Direct |
Footnotes
F1: Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
F2: Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter.