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P10, Inc. Director's Dealing 2023

Dec 1, 2023

32070_dirs_2023-12-01_cd905df4-afe3-4c6d-b91a-a751120ae22f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2023-10-13

Reporting Person: Abell Alexander I. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-10-13 Class A Common Stock C 457496 Acquired 471941 Direct
2023-11-20 Class A Common Stock S 14445 $9.43 Disposed 457496 Direct
2023-11-29 Class A Common Stock S 10000 $9.90 Disposed 447496 Direct
2023-11-29 Class A Common Stock S 10000 $10.00 Disposed 437496 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-10-13 Class B Common Stock $ C 457496 Disposed Class A Common Stock (457496) Direct

Footnotes

F1: Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.

F2: Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter.