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P10, Inc. — Director's Dealing 2022
Mar 5, 2022
32070_dirs_2022-03-04_a549f73d-78d2-4282-b355-2aa1b1f9599a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2022-03-02
Reporting Person: Blatherwick Nell M. (See Remarks)
Reporting Person: McCoy David M. (10% Owner)
Reporting Person: Abell Alexander I. (10% Owner)
Reporting Person: Feinglass Michael (10% Owner)
Reporting Person: Nelson Andrew Rowan (10% Owner)
Reporting Person: Thomas P. Danis, Jr. Revocable Living Trust dated March 10, 2003 (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-02 | Stock Option (right to buy) | $12.30 | A | 77640 | Acquired | 2032-03-02 | Common Stock (77640) | Direct |
| 2022-03-02 | Restricted Stock Units | $ | A | 4612 | Acquired | Common Stock (4612) | Direct | |
| 2022-03-02 | Restricted Stock Units | $ | A | 33540 | Acquired | Common Stock (33540) | Direct | |
| 2022-03-02 | Restricted Stock Units | $ | A | 16770 | Acquired | Common Stock (16770) | Direct | |
| 2022-03-02 | Restricted Stock Units | $ | A | 4612 | Acquired | Common Stock (4612) | Direct | |
| 2022-03-02 | Restricted Stock Units | $ | A | 16770 | Acquired | Common Stock (16770) | Direct | |
| 2022-03-02 | Restricted Stock Units | $ | A | 33540 | Acquired | Common Stock (33540) | Direct | |
| 2022-03-02 | Restricted Stock Units | $ | A | 16770 | Acquired | Common Stock (16770) | Direct |
Footnotes
F1: This Form 4 is being filed by (i) Nell M. Blatherwick, (ii) the Thomas P. Danis, Jr. Revocable Living Trust (the "Danis Trust"), (iii) Thomas P. Danis, as trustee of the Danis Trust, (iv) the Charles K. Huebner Trust (the "Huebner Trust"), (v) Charles K. Huebner, as trustee of the Huebner Trust, (vi) the Jon I. Madorsky Revocable Trust (the "Madorsky Trust"), (vii) Jon I. Madorsky, as trustee of the Madorsky Trust, (viii) David McCoy, (ix) Alexander Abell, (x) Michael Feinglass and (xi) Andrew Nelson (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. The securities reported herein do not include securities held by any group member other than the Reporting Persons, as such securities are being reported in separate Form 4 filings.
F2: Mr. Abell was granted 77,640 stock options on 3/2/2022.
F3: These stock options are owned directly by Mr. Abell.
F4: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F5: Ms. Blatherwick was granted 4,612 RSUs which will vest on 3/2/2023, provided that Ms. Blatherwick remains in continuous service.
F6: These RSUs are owned directly by Ms. Blatherwick.
F7: Mr. McCoy was granted 33,540 RSUs which will vest on 3/2/2023, provided that Mr. McCoy remains in continuous service.
F8: These RSUs are owned directly by Mr. McCoy.
F9: Mr. Abell was granted 16,770 RSUs which will vest on 3/2/2023, provided that Mr. Abell remains in continuous service.
F10: These RSUs are owned directly by Mr. Abell.
F11: Mr. Nelson was granted 4,612 RSUs which will vest on 3/2/2023, provided that Mr. Nelson remains in continuous service.
F12: These RSUs are owned directly by Mr. Nelson.
F13: Mr. Danis was granted 16,770 RSUs which will vest on 3/2/2023, provided that Mr. Danis remains in continuous service.
F14: These RSUs are owned directly by Mr. Danis.
F15: Mr. Madorsky was granted 33,540 RSUs which will vest on 3/2/2023, provided that Mr. Madorsky remains in continuous service.
F16: These RSUs are owned directly by Mr. Madorsky.
F17: Mr. Huebner was granted 16,770 RSUs which will vest on 3/2/2023, provided that Mr. Huebner remains in continuous service.
F18: These RSUs are owned directly by Mr. Huebner.