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P10, Inc. — Director's Dealing 2022
Mar 7, 2022
32070_dirs_2022-03-07_ef186bba-c5ad-4dd0-9107-dd46e2c49749.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: P10, Inc. (PX)
CIK: 0001841968
Period of Report: 2022-03-02
Reporting Person: 210 Capital, LLC (10% Owner)
Reporting Person: COVENANT RHA PARTNERS, L.P. (10% Owner)
Reporting Person: CCW/LAW Holdings, LLC (10% Owner)
Reporting Person: RHA Investments, Inc. (10% Owner)
Reporting Person: Alpert Robert H (10% Owner)
Reporting Person: Webb C Clark (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-02 | Restricted Stock Units | $ | A | 33540 | Acquired | Common Stock (33540) | Direct | |
| 2022-03-02 | Restricted Stock Units | $ | A | 33540 | Acquired | Common Stock (33540) | Direct |
Footnotes
F1: This Form 4 is being filed by 210/P10 Acquisition Partners, LLC ("210/P10"), in its capacity as direct holder of shares of Class B Common Stock, 210 Capital, LLC ("210 Capital"), in its capacity as sole member of 210/P10, Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital, CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital, Mr. Webb, individually and in his capacity as sole member of CCW Holdings, RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").
F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
F3: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F4: Mr. Webb was granted 33,540 RSUs which will vest on 3/2/2023, provided that Mr. Webb remains in continuous service.
F5: These RSUs are owned directly by Mr. Webb.
F6: Mr. Alpert was granted 33,540 RSUs which will vest on 3/2/2023, provided that Mr. Alpert remains in continuous service.
F7: These RSUs are owned directly by Mr. Alpert.