OZZ RESOURCES LIMITED — Director's Dealing 2021

Oct 31, 2021

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity OZZ RESOURCES LIMITED

ABN 98 643 844 544

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	ALAN LOCKETT
Date of last notice	6 July 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct & Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Kazal Pty Ltd of which Alan Lockett is a director and potential beneficiary.
Date of change	25 October 2021

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change		Directly Held 4,125 Ordinary Fully Paid Shares [Voluntary escrowed securities until 05/10/2021] 427,125 Ordinary Fully Paid Shares [ASX restricted securities to be held in escrow until 05/07/2023 474,375 Unquoted Options exercisable at 25 cents expiring 05/07/2023 [ASX restricted securities to be held in escrow until 05/07/2023 Above securities held directly in name of Alan Lockett Indirectly Held 40,000 Ordinary Fully Paid Shares [Voluntary escrowed securities until 05/10/2021] 4,560,000 Ordinary Fully Paid Shares [ASX restricted securities to be held in escrow until 05/07/2023 4,600,000 Unquoted Options exercisable at 25 cents expiring 05/07/2023 [ASX restricted securities to be held in escrow until 05/07/2023 The above securities are held by Kazal Pty Ltd of which Alan Lockett is a director and potential beneficiary.
Class		OZZO (Quoted Options exercisable at 25 cents expiring 25 October 2024)
Number acquired		Direct 143,750 Indirect 1,533,334
Number disposed		-
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$0.005 per option

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change		Directly Held 4,125 Ordinary Fully Paid Shares 427,125 Ordinary Fully Paid Shares [ASX restricted securities to be held in escrow until 05/07/2023 474,375 Unquoted Options exercisable at 25 cents expiring 05/07/2023 [ASX restricted securities to be held in escrow until 05/07/2023 143,750 Quoted Options (OZZO) exercisable at 25cents and expiring 25/10/24 Above securities held directly in name of Alan Lockett Indirectly Held 40,000 Ordinary Fully Paid Shares 4,560,000 Ordinary Fully Paid Shares [ASX restricted securities to be held in escrow until 05/07/2023 4,600,000 Unquoted Options exercisable at 25 cents expiring 05/07/2023 [ASX restricted securities to be held in escrow until 05/07/2023 1,533,334 Quoted Options (OZZO) exercisable at 25cents and expiring 25/10/24 The above securities are held by Kazal Pty Ltd of which Alan Lockett is a director and potential beneficiary.
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back		Application under a short-form prospectus – ‘Loyalty Option Offer’ dated 22 September 2021

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract -

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Nature of interest	-
Name of registered holder (if issued securities)	-
Date of change	-
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	-
Interest acquired	-
Interest disposed	-
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	-
Interest after change	-

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity OZZ RESOURCES LIMITED

ABN 98 643 844 544

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

We (the entity) give ASX the following the director for the purposes of section	information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act.
Name of Director	JONATHAN LEA
Date of last notice	6 July 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	1. Jonathan Lea & Julia Gleeson Jackson Super Fund A/C> of which Jonathan Lea is a trustee and a beneficiary. 2. Jonathan Lea & Julia Gleeson Gleason Family Trust> of which Jonathan Lea is a trustee and a beneficiary.
Date of change	25 October 2021

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change

Directly Held 3,500,000 Unquoted Options exercisable at 25 cents expiring 05/07/2023 [ASX restricted securities to be held in escrow until 05/07/2023 Indirectly Held 50,000 Ordinary Fully Paid Shares [Voluntary escrowed securities until 05/10/2021] 65,000 Ordinary Fully Paid Shares [ASX restricted securities to be held in escrow until 05/07/2023 115,000 Unquoted Options exercisable at 25 cents expiring 25 June 2023 [ASX restricted securities to be held in escrow until 05/07/2023 The above securities are held by Jonathan Lea & Julia Gleeson Fund A/C> of which Jonathan Lea is a trustee and a beneficiary 52,500 Ordinary Fully Paid Shares [Voluntary escrowed securities until 05/10/2021] 350,000 Ordinary Fully Paid Shares [ASX restricted securities to be held in escrow until 05/07/2023 402,500 Unquoted Options exercisable at 25 cents expiring 25 June 2023 [ASX restricted securities to be held in escrow until 05/07/2023 The above securities are held by Jonathan Lea & Julia Gleeson Trust> of which Jonathan Lea is a trustee and a beneficiary.

• See chapter 19 for defined terms.

Appendix 3Y Page 2

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Appendix 3Y Change of Director’s Interest Notice

Class		OZZO (Quoted Options exercisable at 25 cents expiring 25 October 2024)
Number acquired		Indirect 1. 38,334 2. 134,167
Number disposed		-
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$0.005 per option

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change

Directly Held 3,500,000 Unquoted Options exercisable at 25 cents expiring 05/07/2023 [ASX restricted securities to be held in escrow until 05/07/2023 Indirectly Held 50,000 Ordinary Fully Paid Shares 65,000 Ordinary Fully Paid Shares [ASX restricted securities to be held in escrow until 05/07/2023 115,000 Unquoted Options exercisable at 25 cents expiring 25 June 2023 [ASX restricted securities to be held in escrow until 05/07/2023 38,334 Quoted Options (OZZO) exercisable at 25cents and expiring 25/10/24 The above securities are held by Jonathan Lea & Julia Gleeson Fund A/C> of which Jonathan Lea is a trustee and a beneficiary 52,500 Ordinary Fully Paid Shares 350,000 Ordinary Fully Paid Shares [ASX restricted securities to be held in escrow until 05/07/2023 402,500 Unquoted Options exercisable at 25 cents expiring 25 June 2023 [ASX restricted securities to be held in escrow until 05/07/2023 134,167 Quoted Options (OZZO) exercisable at 25cents and expiring 25/10/24 The above securities are held by Jonathan Lea & Julia Gleeson Trust> of which Jonathan Lea is a trustee and a beneficiary.

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Application under a short-form prospectus – ‘Loyalty Option Offer’ dated 22 September 2021

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	-
Nature of interest	-
Name of registered holder (if issued securities)	-
Date of change	-
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	-
Interest acquired	-
Interest disposed	-
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	-
Interest after change	-

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	N/A
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 5