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OZAURUM RESOURCES LIMITED Major Shareholding Notification 2021

Feb 3, 2021

65516_rns_2021-02-03_6681e770-9c6e-4f93-a395-c3acf2bbe948.pdf

Major Shareholding Notification

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Level 5, 126 Phillip Street, Sydney NSW 2000

ABN: 27 152 260 814

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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au

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GPO Box 5193, Sydney NSW 2001

Top Holders Grouped Report

OzAurum Resources Pty Ltd

Security Class(es): OZMESC24 - ESCROWED SHARES 24M FROM QUOTATION Security Class(es): OZMESC12A - ESCROWED SHARES 12M FROM ISSUE (15/09/20) Security Class(es): OZMESC12B - ESCROWED SHARES 12M FROM ISSUE (22/09/2020) Security Class(es): OZM - Fully Paid Shares Display Top: 20

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As at Date: 27-Jan-2021

Position Holder Name Holding % IC
1 ANDREW IAN PUMPHREY 43,136,500 37.67%
2 HOLLAND INTERNATIONAL PTY LTD 10,400,000 9.08%
3 CS THIRD NOMINEES PTY LIMITED
6,080,000 5.31%
4 BEDIVERE HOLDINGS PTY LTD
3,208,500 2.80%
5 HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 2,557,289 2.23%
6 CITICORP NOMINEES PTY LIMITED 1,840,000 1.61%
7 VISS HOLDINGS PTY LTD
1,000,000 0.87%
7 PARKVIEW SUPER NOMINEES PTY LTD
1,000,000 0.87%
7 CHIFLEY PORTFOLIOS PTY LTD 1,000,000 0.87%
7 DIRDOT PTY LIMITED
1,000,000 0.87%
7 CHIFLEY PORTFOLIOS PTY LTD
1,000,000 0.87%

Sydney Level 5 126 Phillip Street Sydney NSW 2000

Perth Level 2 267 St Georges Terrace Perth WA 6000

Level 5, 126 Phillip Street, Sydney NSW 2000

ABN: 27 152 260 814

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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au

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GPO Box 5193, Sydney NSW 2001

Position Holder Name Holding % IC
8 STRUCTURE INVESTMENTS PTY LTD 900,000 0.79%
8 BROJO INVESTMENTS PTY LTD 900,000 0.79%
9 SUNSET CAPITAL MANAGEMENT PTY LTD
640,000 0.56%
9 CERTANE CT PTY LTD
640,000 0.56%
9 UBS NOMINEES PTY LTD 640,000 0.56%
9 RIGI INVESTMENTS PTY LIMITED
640,000 0.56%
10 MR THOMAS FENNELL 600,000 0.52%
10 INYATI FUND PTY LTD 600,000 0.52%
11 ALUA CAPITAL PTY LTD 500,000 0.44%
11 MAXIMUS FLANNERY PTY LTD
500,000 0.44%
11 ILWELLA PTY LIMITED 500,000 0.44%
11 BM GEOLOGICAL SERVICES PTY LTD 500,000 0.44%
11 ARMA INVESTMENTS PTY LTD
500,000 0.44%
11 JENNIFER TOWNSEND
500,000 0.44%
12 PERSHING AUSTRALIA NOMINEES PT Y LTD
478,600 0.42%
13 DANAWA (INV) PTY LTD 410,000 0.36%
13 ATLANTIC CAPITAL HOLDINGS PTY LTD
410,000 0.36%
14 MR DAVID WOOD
400,000 0.35%

Sydney Level 5 126 Phillip Street Sydney NSW 2000

Perth Level 2 267 St Georges Terrace Perth WA 6000

ABN: 27 152 260 814

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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au

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Level 5, 126 Phillip Street, Sydney NSW 2000 GPO Box 5193, Sydney NSW 2001

Position Holder Name Holding % IC
14 GETMEOUTOFHERE PTY LTD
400,000 0.35%
14 ARMA INVESTMENTS PTY LTD
400,000 0.35%
14 BORA BORA RESOURCES LIMITED 400,000 0.35%
14 SANDTON CAPITAL PTY LTD 400,000 0.35%
14 YARANDI INVESTMENTS PTY LTD
400,000 0.35%
15 NETWEALTH INVESTMENTS LIMITED
386,400 0.34%
16 TIN YING PTY LTD 347,000 0.30%
17 BSUT PTY LTD
340,000 0.30%
18 MR STEVEN JOHN MOON 339,289 0.30%
19 MR BENJAMIN WILLIAM BROEDER 324,000 0.28%
20 SOUTH CITY TRUCK SALES PTY LTD 320,000 0.28%
20 FLETCHER TRADING PTY LTD 320,000 0.28%
20 ONEDIGGER PTY LTD
320,000 0.28%
20 LUDO CAPITAL PTY LTD 320,000 0.28%
MR TERRENCE PETER WILLIAMSON &
20 MS JONINE MAREE JANCEY 320,000 0.28%
20 T T NICHOLLS PTY LTD
320,000 0.28%
TOTALS 88,137,578 76.98%
Total Issued Capital 114,500,000 100.00%

Sydney Perth Level 5 Level 2 126 Phillip Street 267 St Georges Terrace Sydney NSW 2000 Perth WA 6000

ABN: 27 152 260 814

Holding is aggregated over a shareholder group Report generated on 27-Jan-2021 at 02:22 PM

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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au

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Level 5, 126 Phillip Street, Sydney NSW 2000

GPO Box 5193, Sydney NSW 2001

Perth Level 2 267 St Georges Terrace Perth WA 6000

Sydney Level 5 126 Phillip Street Sydney NSW 2000