OZAURUM RESOURCES LIMITED — Major Shareholding Notification 2021

Feb 10, 2021

Form 603 Corporations Act 2001

Section 671B

Notice of initial substantial holder

	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To:Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) The holder became a substantial holder o	OzAurum Resources Limited
	643 244 544
	Andrew Ian Pumphrey
	n 5 / 8 / 2020

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4)	Number of securities	Person’s votes(5)	Voting power(6)
FPO	43,136,500	43,136,500	37.67%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest(7)	Class and number of securities
Andrew Ian Pumphrey	Direct	43,136,500

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holders of relevant interest	Registered holder of Securities	Person entitled to be registered as a holder (8)	Class and number of securities
Andrew Ian Pumphrey	Andrew Ian Pumphrey		43,136,500

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four month s prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Date of acquisition	Consideration(9)	Consideration(9)	Class and number of securities
		Cash	Non-cash
Andrew Ian Pumphrey	5/08/2020	$3,711		37,106,667 FPO
Andrew Ian Pumphrey	27/10/2020		$602,983	6,029,833 FPO

603 GUIDE page 1/1 13 March 2000

6. Associates

The reasons the person named in paragraph 3 above and associates of the substantial holder are as follows:

Name and ACN/ARSN(if applicable)	Nature of association
N/A

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Andrew Ian Pumphrey	14 Harris Place,Kalgoorlie WA 6430

Signature

print name Andrew Ian Pumphrey capacity sign here date 11 / 02 / 2021

Form 603 Corporations Act 2001

Section 671B Notice of initial substantial holder

Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To:Company Name/Scheme OzAurum Resources Limited ACN/ARSN 643 244 544 1. Details of substantial holder (1) Name Holland International PtyLtd as Trustee for the Holland FamilyTrust ACN/ARSN (if applicable) The holder became a substantial holder on 5 / 8 / 2020 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities(4) Number of securities Person’s votes(5) Voting power(6) FPO 11,100,000 11,100,000 9.7% 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest(7) Class and number of securities Holland International Pty Ltd as Trustee for the Holland Family Trust Direct 11,100,000 FPO 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holders of relevant interest Registered holder of Securities Person entitled to be registered as a holder (8) Class and number of securities Holland International Pty Ltd as Trustee for the Holland Family Trust Holland International Pty Ltd Beneficiaries of Holland Family Trust 11,100,000 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four month s prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant interest Date of acquisition Consideration(9) Class and number of securities Cash Non-cash Holland International Pty Ltd as Trustee for the Holland FamilyTrust 5/08/2020 $1,000 10,000,000 FPO Holland International Pty Ltd as Trustee for the Holland Family Trust 25/01/2021 $100,000 400,000 FPO Holland International Pty Ltd as Trustee for the Holland FamilyTrust 8/02/2021 $143,076 700,000 FPO
	To:Company Name/Scheme OzAurum Resources Limited ACN/ARSN 643 244 544 1. Details of substantial holder (1) Name Holland International PtyLtd as Trustee for the Holland FamilyTrust ACN/ARSN (if applicable) The holder became a substantial holder on 5 / 8 / 2020 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities(4) Number of securities Person’s votes(5) Voting power(6) FPO 11,100,000 11,100,000 9.7% 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest(7) Class and number of securities Holland International Pty Ltd as Trustee for the Holland Family Trust Direct 11,100,000 FPO 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holders of relevant interest Registered holder of Securities Person entitled to be registered as a holder (8) Class and number of securities Holland International Pty Ltd as Trustee for the Holland Family Trust Holland International Pty Ltd Beneficiaries of Holland Family Trust 11,100,000 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four month s prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant interest Date of acquisition Consideration(9) Class and number of securities Cash Non-cash Holland International Pty Ltd as Trustee for the Holland FamilyTrust 5/08/2020 $1,000 10,000,000 FPO Holland International Pty Ltd as Trustee for the Holland Family Trust 25/01/2021 $100,000 400,000 FPO Holland International Pty Ltd as Trustee for the Holland FamilyTrust 8/02/2021 $143,076 700,000 FPO		OzAurum Resources Limited
			643 244 544
			Holland International PtyLtd as Trustee for the Holland FamilyTrust
		Holder of relevant interest			Date of acquisition	Consideration(9)		Class and number of securities
						Cash	Non-cash
		Holland International Pty Ltd as Trustee for the Holland FamilyTrust			5/08/2020	$1,000		10,000,000 FPO
		Holland International Pty Ltd as Trustee for the Holland Family Trust			25/01/2021	$100,000		400,000 FPO
		Holland International Pty Ltd as Trustee for the Holland FamilyTrust			8/02/2021	$143,076		700,000 FPO

603 GUIDE page 1/1 13 March 2000

6. Associates

The reasons the person named in paragraph 3 above and associates of the substantial holder are as follows:

Name and ACN/ARSN(if applicable)	Nature of association
Holland International PtyLtd	Trustee of Holland FamilyTrust

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Holland International Pty Ltd as Trustee for the HollandFamilyTrust	14 Russell Street, Clontarf NSW 2093

Signature

print name sign here	Martin Holland capacity Director, Holland International Pty Ltd
	date / / 11 02 2021