Oxford Square Capital Corp. — Proxy Solicitation & Information Statement 2015

Oct 13, 2015

DFAN14A 1 dp60457_dfan14a.htm FORM DFAN14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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SCHEDULE 14A

(Rule 14a-101)

INFORMATION REQUIRED IN PROXY STATEMENT

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

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Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒

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☐ Preliminary Proxy Statement

☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2))

☐ Definitive Proxy Statement

☒ Definitive Additional Materials

☐ Soliciting Material Under §240.14a-12

TICC Capital Corp. (Name of Registrant as Specified In Its Charter)

NexPoint Advisors, L.P. Dr. Bob Froehlich John Honis Timothy K. Hui Ethan Powell William M. Swenson Bryan A. Ward (Name of Person(s) Filing Proxy Statement, if other than the Registrant)

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☐ Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

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NexPoint Advisors, L.P. (“NexPoint”) has filed a definitive proxy statement with the Securities and Exchange Commission (the “SEC”) of a proxy statement and accompanying BLUE proxy card to be used to solicit votes for the special meeting of stockholders of the Company scheduled to be held on October 27, 2015 (the “Special Meeting”): (i) AGAINST TICC Capital Corp.’s (the “Company”) proposal to approve a new investment advisory agreement between the Company and TICC Management, LLC, (ii) FOR a competing slate of six director nominees nominated by NexPoint and (iii) AGAINST the Company’s proposal to adjourn the Special Meeting in the event that a quorum is present and the Company’s proposals did not receive sufficient votes for approval.

This Schedule 14A filing consists of the following screenshots, which reflect content not previously filed with the SEC available at http://www.timetochangeticc.com/, a website established by NexPoint that contains information regarding the above solicitation.

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