Oxford Square Capital Corp. — Director's Dealing 2021

Sep 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oxford Square Capital Corp. (OXSQ)
CIK: 0001259429
Period of Report: 2021-09-22

Reporting Person: ROSENTHAL SAUL B (President and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-23	Common Stock	P	12500	$4.0877	Acquired	1270348	Direct
2021-09-22	Common Stock	P	700	$4.0796	Acquired	1257848	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	877	Indirect

Footnotes

F1: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.06 to $4.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.075 to $4.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4: Shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal by virtue of his ownership interest therein.