Oxford Square Capital Corp. — Director's Dealing 2018

Feb 15, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TICC Capital Corp. (TICC)
CIK: 0001259429
Period of Report: 2018-02-13

Reporting Person: COHEN JONATHAN H (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-13	Common stock, $0.01 par value	P	3739	$5.5973	Acquired	1272657	Direct
2018-02-14	Common stock, $0.01 par value	P	2744	$5.6472	Acquired	1275401	Direct
2018-02-15	Common stock, $0.01 par value	P	3373.5	$5.6985	Acquired	1278774.5	Direct

Footnotes

F1: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.62 to $5.66, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.45 to $5.53, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $5.68 to $5.71, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5: Includes 528 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein.