Oxford Square Capital Corp. — Director's Dealing 2017

Nov 20, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TICC Capital Corp. (TICC)
CIK: 0001259429
Period of Report: 2017-11-16

Reporting Person: ROSENTHAL SAUL B (President and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-16	Common stock, $0.01 par value	P	2956	$6.0684	Acquired	961592	Direct
2017-11-17	Common stock, $0.01 par value	P	2242.5	$6.0574	Acquired	963834.5	Direct
2017-11-20	Common stock, $0.01 par value	P	1869	$6.0832	Acquired	965703.5	Direct

Footnotes

F1: The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal 's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.02 to $6.07, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.03 to $6.07, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $6.05 to $6.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5: Includes 510 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal and Mr. Jonathan H. Cohen by virtue of their ownership interests therein.