Oxford Square Capital Corp. — Director's Dealing 2016

May 31, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TICC Capital Corp. (TICC)
CIK: 0001259429
Period of Report: 2016-05-26

Reporting Person: COHEN JONATHAN H (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-05-26	Common stock, $0.01 par value	P	23880	$5.667	Acquired	612617.8	Direct
2016-05-27	Common stock, $0.01 par value	P	23800	$5.650	Acquired	636497.8	Direct
2016-05-31	Common stock, $0.01 par value	P	27320	$5.646	Acquired	663817.8	Direct

Footnotes

F1: The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 40% pecuniary interest. The number of shares reported represents only Mr. Cohen's 40% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, and Charles M. Royce, a director of the issuer, have a 40% pecuniary interest and a 20% pecuniary interest, respectively, in such account.

F2: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder of the issuer, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

F3: Includes 407 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen and Saul B. Rosenthal by virtue of their ownership interests therein.