Oxford Square Capital Corp. — Director's Dealing 2016

Jun 3, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TICC Capital Corp. (TICC)
CIK: 0001259429
Period of Report: 2016-06-01

Reporting Person: ROYCE CHARLES M (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-06-01	Common stock, $0.01 par value	P	13660.0	$5.648	Acquired	305926.4	Direct
2016-06-02	Common stock, $0.01 par value	P	13660.0	$5.608	Acquired	319586.4	Direct
2016-06-03	Common stock, $0.01 par value	P	60000	$5.640	Acquired	379586.4	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock, $0.01 par value	432821	Indirect
Common stock, $0.01 par value	62001	Indirect

Footnotes

F1: The shares were purchased into a joint tenants in common account in which Mr. Royce has a 20% pecuniary interest. The number of shares reported on this Form 4 represents only Mr. Royce's 20% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, and Saul B. Rosenthal, President and COO of the issuer, each have a 40% pecuniary interest in such account.

F2: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder of the issuer, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

F3: Mr. Royce disclaims beneficial ownership of the 62,001 shares held by Royce Family Fund, Inc., except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Royce is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.