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Oxford Lane Capital Corp. Director's Dealing 2021

Mar 26, 2021

31855_dirs_2021-03-26_7406ce30-fae4-4722-b1c5-0e59354cc45a.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Oxford Lane Capital Corp. (NONE)
CIK: 0001495222
Period of Report: 2021-03-16

Reporting Person: Eagle Point Credit Management LLC (10% Owner)
Reporting Person: Majewski Thomas P. (10% Owner)
Reporting Person: Eagle Point Credit GP I LP (10% Owner)
Reporting Person: Eagle Point DIF GP I LLC (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
6.75% Notes due 2031 Indirect
Preferred Stock, $0.01 par value per share 21994 Direct
Preferred Stock, $0.01 par value per share 782357 Indirect

Footnotes

F1: See Remarks.

F2: See Remarks.

F3: See Remarks.