Oxford Lane Capital Corp. — Director's Dealing 2021

Jul 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oxford Lane Capital Corp. (OXLC)
CIK: 0001495222
Period of Report: 2021-07-09

Reporting Person: Wilton Reassurance Co (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-09	6.75% Notes due 2031, $25.00 denominations	S	2400	$26.20	Disposed		Direct
2021-07-13	6.75% Notes due 2031, $25.00 denominations	S	431225	$26.20	Disposed		Direct
2021-07-14	6.75% Notes due 2031, $25.00 denominations	S	9675	$26.30	Disposed		Direct

Footnotes

F1: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes.

F2: The price reported reflects the sales price per note.

F3: The Notes were sold on the Reporting Person's behalf by a third-party discretionary investment manager.