Major Shareholding Notification • Apr 15, 2016
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 3352V
Oxford Biomedica PLC
15 April 2016
| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Oxford Biomedica plc | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | √ | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | √ | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii |
Aviva plc & its subsidiaries | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv | Registered Holder: BNY Norwich Union Nominees Limited 15,181,044* Chase (GA Group) Nominees Limited 219,780,219* State Street Nominees Limited 2,159,221* *denotes direct interest Chase (GA Group) Nominees Limited 20,807,732 Chase Nominees Limited 7,566,886 Vidacos Nominees Limited 11,939,558 |
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| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
12 April 2016 | ||||
| 6. Date on which issuer notified: | 14 April 2016 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
9% to 8% at Direct Interest Level (Box 8A&B) |
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| 8. Notified details: | |||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
| Ordinary Shares GB00066458157 |
283,550,521* | 283,550,521* | 277,434,660 | 237,120,484 | 40,314,176 | 8.77% | 1.49% | ||||
| * Includes Right to Recall Loaned Shares (4,865,559) | |||||||||||
| B: Qualifying Financial Instruments | |||||||||||
| Resulting situation after the triggering transaction | |||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||
| RIGHT TO RECALL LOANED SHARES | N/A | N/A | 5,940,559* *DIRECT INTEREST |
0.22% | |||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |
| Nominal | Delta | |||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 283,375,219 | 10.48% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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| The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:- Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited) |
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| Proxy Voting: | ||
| 10. Name of the proxy holder: | See Section 4 | |
| 11. Number of voting rights proxy holder will cease to hold: |
||
| 12. Date on which proxy holder will cease to hold voting rights: |
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| 13. Additional information: | Figures are based the total number of voting rights of 2,702,864,994 as per the Company's Total Voting Rights Announcement of 1 April 2016. | |
| 14. Contact name: | Tim Watts | |
| 15. Contact telephone number: | 01865 783000 | |
This information is provided by RNS
The company news service from the London Stock Exchange
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