Major Shareholding Notification • Jun 18, 2014
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 9095J
Oxford Biomedica PLC
18 June 2014
| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Oxford BioMedica plc | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | √ | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | CHANGE TO THE NUMBER OF VOTING RIGHTS IN ISSUE, FOLLOWING THE RECENT PLACING AND OPEN OFFER | √ | |||
| 3. Full name of person(s) subject to the notification obligation: iii |
Aviva plc & its subsidiaries | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv | Registered Holder: BNY Norwich Union Nominees Limited 5,784,937* Chase (GA Group) Nominees Limited 190,538,969* * denotes direct interest Chase (GA Group) Nominees Limited 16,452,188 Chase Nominees Limited 6,676,094 Vidacos Nominees Limited 20,547,812 |
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| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
17 June 2014 | ||||
| 6. Date on which issuer notified: | 18 June 2014 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
0% to 7% Change at Direct Interest Level and 0% to >5% Change at Combined Interest Level |
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| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
| Ordinary Shares GB00066458157 |
Nil Held | Nil Held | 240,000,000 | 196,323,906 | 43,676,094 | 7.87% | 1.75% | ||||||||
| B: Qualifying Financial Instruments | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||
| Nominal | Delta | ||||||||||||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 240,000,000 | 9.62% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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| The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:- Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited) |
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| Proxy Voting: | ||
| 10. Name of the proxy holder: | See Section 4 | |
| 11. Number of voting rights proxy holder will cease to hold: |
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| 12. Date on which proxy holder will cease to hold voting rights: |
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| 13. Additional information: | Figures are based on on a revised total number of voting rights of 2,494,584,919 as per the Company's Results of Firm Fundraising and Open Offer Announcement of 16 June 2014. | |
| 14. Contact name: | Tim Watts, Oxford BioMedica PLC | |
| 15. Contact telephone number: | 01865 783000 | |
This information is provided by RNS
The company news service from the London Stock Exchange
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