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OXBRIDGE RE HOLDINGS Ltd — Director's Dealing 2021
Apr 13, 2021
35082_dirs_2021-04-13_5a78c563-26b6-4a4c-9c76-42a38a512e89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OXBRIDGE RE HOLDINGS Ltd (OXBR)
CIK: 0001584831
Period of Report: 2021-03-02
Reporting Person: Madhu Sanjay (Director, CEO, President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-02 | Share Options (right to buy) | $6.00 | A | 175000 | Acquired | 2031-03-02 | Ordinary Shares (175000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 125231 | Indirect |
| Ordinary Shares | 40000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Share Options (right to buy) | $2.00 | 2029-03-16 | Ordinary Shares (200000) | 200000 | Direct |
| Share Options (right to buy) | $6.06 | 2027-01-20 | Ordinary Shares (25000) | 25000 | Direct |
| Share Options (right to buy) | $6.00 | 2026-01-16 | Ordinary Shares (25000) | 25000 | Direct |
| Share Options (right to buy) | $6.00 | 2025-01-23 | Ordinary Shares (120000) | 120000 | Direct |
| Warrants to Purchase Ordinary Shares | $7.5 | 2024-03-26 | Ordinary Shares (105000) | 105000 | Indirect |
| Warrants to Purchase Ordinary Shares | $7.5 | 2024-03-26 | Ordinary Shares (98768) | 98768 | Indirect |
Footnotes
F1: Shares indirectly held in the name of Universal Finance and Investments, L.C., which is 100% owned by the Reporting Person.
F2: This option grant was previously reported on a Form 8-K filed by the issuer on March 8, 2021.
F3: These share options vest in increments of 6.25% each on a quarterly basis, commencing on the date granted, and continuing on April 1st, July 1st, October 1st and January 1st of each calendar year, over a four-year period.
F4: Currently exercisable.
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