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Owens Corning — Director's Dealing 2020
Jun 9, 2020
30523_dirs_2020-06-09_57af3d24-70db-41ec-9d1c-43a4668ba882.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Owens Corning (OC)
CIK: 0001370946
Period of Report: 2020-06-05
Reporting Person: Sandri Marcio A (President, Composites)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-05 | $.01 Par Value Common | M | 6700 | $33.96 | Acquired | 54190.487 | Direct |
| 2020-06-05 | $.01 Par Value Common | S | 10000 | $59.809 | Disposed | 44190.487 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-05 | Option (right to purchase) | $33.96 | M | 6700 | Disposed | 2021-02-02 | $.01 Par Value Common (6700) | Direct |
Footnotes
F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.735 - $59.961, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The total amount of holdings reflects an acquisition on 5/29/2020 of 376 shares through the Issuer's Employee Stock Purchase Plan which is exempt under Rule 16b-3(c).
F3: The option vested in four equal annual installments on February 2, 2012, February 2, 2013, February 2, 2014 and February 2, 2015.