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Owens Corning — Director's Dealing 2017
Nov 14, 2017
30523_dirs_2017-11-14_4f411339-eae5-4543-b5fc-cbffeb6340a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Owens Corning (OC)
CIK: 0001370946
Period of Report: 2017-11-10
Reporting Person: Harter Ava (Sr. VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-10 | $.01 Par Value Common | S | 487 | $81.96 | Disposed | 21050.887 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-10 | Phantom Stock | $ | I | 86.899 | Disposed | $.01 Par Value Common (86.899) | Direct |
Footnotes
F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $81.96 - $82.01, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Each share of phantom stock is the economic equivalent of one share of Issuer common stock.
F3: Phantom stock acquired through Issuer's Deferred Compensation Plan to be paid out upon Reporting Person's separation or upon the earlier of Reporting Person's separation or December 15, 2018, based on Reporting Person's election.