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Owens Corning — Director's Dealing 2016
Aug 2, 2016
30523_dirs_2016-08-02_8b287108-0ba1-4257-96c0-000649df87b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Owens Corning (OC)
CIK: 0001370946
Period of Report: 2016-07-29
Reporting Person: THAMAN MICHAEL H (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-29 | $.01 Par Value Common | M | 100161 | $30.00 | Acquired | 835188.542 | Direct |
| 2016-07-29 | $.01 Par Value Common | S | 100161 | $53.13 | Disposed | 735027.542 | Direct |
| 2016-08-01 | $.01 Par Value Common | M | 49839 | $30.00 | Acquired | 784866.542 | Direct |
| 2016-08-01 | $.01 Par Value Common | S | 49839 | $53.30 | Disposed | 735027.542 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-29 | Option (right to purchase) | $30.00 | M | 100161 | Disposed | 2016-10-30 | $.01 Par Value Common (100161) | Direct |
| 2016-08-01 | Option (right to purchase) | $30.00 | M | 49839 | Disposed | 2016-10-30 | $.01 Par Value Common (49839) | Direct |
Footnotes
F1: The shares sold on July 29 and August 1, 2016 were acquired through the exercise of options granted on October 30, 2006 with an expiration date of October 30, 2016.
F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.35, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.64, inclusive. The Reporting Person undertakes to provide to Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.