AI assistant
Owens Corning — Director's Dealing 2011
Sep 16, 2011
30523_dirs_2011-09-16_40f09212-916a-4fec-ae93-1d1fb7cd5ebe.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Owens Corning (OC)
CIK: 0001370946
Period of Report: 2011-09-15
Reporting Person: HANDY F PHILIP (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-15 | $.01 Par Value Common | P | 5000 | $26.73 | Acquired | 46236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-15 | Series B Warrants (right to buy) | $45.25 | P | 5000 | Acquired | 2013-10-31 | Common Stock (5000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.56 to $26.93, inclusive. The reporting person undertakes to provide Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares or warrants purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $1.67 to 1.82, inclusive.