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Outset Medical, Inc. — Director's Dealing 2020
Sep 18, 2020
33476_dirs_2020-09-17_89208a8d-ebfd-4697-b380-14f1918b5225.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Outset Medical, Inc. (OM)
CIK: 0001484612
Period of Report: 2020-08-17
Reporting Person: Trigg Leslie (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-17 | Common Stock | M | 68355 | $1.11 | Acquired | 161580 | Direct |
| 2020-09-17 | Common Stock | C | 7571 | — | Acquired | 8770 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-17 | Stock Option (Right to Buy) | $1.11 | M | 68355 | Disposed | 2025-03-13 | Common Stock (68355) | Direct |
| 2020-09-17 | Series C Redeemable Convertible Preferred Stock | $ | C | 38588 | Disposed | Common Stock (4885) | Indirect | |
| 2020-09-17 | Series D Redeemable Convertible Preferred Stock | $ | C | 16078 | Disposed | Common Stock (2686) | Indirect |
Footnotes
F1: These shares of common stock of the Issuer ("Shares") are held directly by The Trigg Family Trust U/A DTD 01/01/2002, for which the reporting person and her spouse serve as trustees.
F2: This option vested in 48 equal monthly installments beginning on December 17, 2014.
F3: This option has been adjusted to reflect the 1-for-7.9 reverse stock split that occurred on September 8, 2020.
F4: The Series C redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series C redeemable convertible preferred stock converted into approximately 0.1266 Shares. These shares had no expiration date.
F5: The Series D redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series D redeemable convertible preferred stock converted into approximately 0.1671 Shares. These shares had no expiration date.