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Otter Tail Corp — Director's Dealing 2019
Feb 8, 2019
31280_dirs_2019-02-08_4a67bfd7-16ce-4ad0-acad-f56c3a2a8366.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2019-02-06
Reporting Person: Abbott John S (Pres Varistar, Sr VP, M/I Plat)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-06 | Common Stock | M | 1975 | — | Acquired | 8435 | Direct |
| 2019-02-06 | Common Stock | F | 920 | $48.045 | Disposed | 7515 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-06 | Restricted Stock Units | $ | M | 450 | Disposed | 2019-02-06 | Common Stock (0) | Direct |
| 2019-02-06 | Restricted Stock Units | $ | M | 600 | Disposed | Common Stock (600) | Direct | |
| 2019-02-06 | Restricted Stock Units | $ | M | 475 | Disposed | Common Stock (950) | Direct | |
| 2019-02-06 | Restricted Stock Units | $ | M | 450 | Disposed | Common Stock (1350) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.
F2: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).
F3: Total direct holding acquired pursuant to Restricted Stock Units and Performance Share Awards.
F4: The restricted stock units vest in four equal installments which began February 6, 2016.
F5: The restricted stock units vest in four equal annual installments which began February 6, 2017.
F6: The restricted stock units vest in four equal annual installments which began February 6, 2018.
F7: The restricted stock units vest in four equal annual installments beginning the date shown above.