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Otter Tail Corp — Director's Dealing 2019
Feb 14, 2019
31280_dirs_2019-02-14_50783c7d-0832-4cb4-b906-f973ac2503bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2019-02-13
Reporting Person: MACFARLANE CHARLES S (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-13 | Common Stock | A | 51244 | $49.6225 | Acquired | 186319 | Direct |
| 2019-02-13 | Common Stock | F | 25213 | $49.6225 | Disposed | 161106 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-13 | Restricted Stock Units | $ | A | 7900 | Acquired | Common Stock (7900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2530 | Indirect |
| Common Stock | 1994 | Indirect |
| Common Stock | 1984 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (2375) | 2375 | Direct | |
| Restricted Stock Units | $ | Common Stock (3450) | 3450 | Direct | |
| Restricted Stock Units | $ | Common Stock (5400) | 5400 | Direct |
Footnotes
F1: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2016).
F2: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).
F3: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.
F4: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.
F5: The restricted stock units vest in four equal annual installments beginning the date shown above.
F6: The restricted stock units vest in four equal annual installments which began February 6, 2017.
F7: The restricted stock units vest in four equal annual installments which began February 6, 2018.
F8: The restricted stock units vest in four equal annual installments which began February 6, 2019.