AI assistant
Otter Tail Corp — Director's Dealing 2010
Feb 16, 2010
31280_dirs_2010-02-16_c19b5d2c-33b1-4afb-805f-eb7143da00a5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2010-02-12
Reporting Person: KOECK GEORGE A (Corp Secretary & Gen Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-12 | Common Stock | M | 4338 | — | Acquired | 17116.08 | Direct |
| 2010-02-12 | Common Stock | F | 1510 | — | Disposed | 15606.08 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-12 | Performance Rights | $ | M | 4338 | Disposed | Common Stock (4338) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 797.9046 | Indirect |
Footnotes
F1: The fair market value on date of grant 10/29/2007 was $35.84 with fair market value on vesting date of $20.575.
F2: Total direct holdings include shares held in the Dividend Reinvestment Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.
F3: Performance Award: On 2/12/2010, 1,510 shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).
F4: This Performance Share Award had no conversion or exercise price established at the time of the grant.
F5: There is no specific "Exercisable Date" on this Performance Share Award.
F6: There is no specific "Expiration Date" on this Performance Share Award.