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Otter Tail Corp — Director's Dealing 2010
Apr 10, 2010
31280_dirs_2010-04-09_fe13625a-4a4c-4a3e-b555-3422f97f9e98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2010-04-08
Reporting Person: ERICKSON JOHN D (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-08 | Common Stock | F | 1963 | $21.88 | Disposed | 103850 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4981.9837 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $26.25 | 2011-04-09 | Common Stock (75000) | 75000 | Direct |
Footnotes
F1: Grant of Restricted Stock. On 4/8/2010, 1,963 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of restricted stock, exempt pursuant to Rule 16b-3(e).
F2: The reporting person adopted a Rule 10b5-1(c) trading plan on 3/6/2008. Total direct holdings include shares jointly held with spouse at Merrill Lynch and shares acquired individually pursuant to Restricted Stock Awards and Performance Award distributions.
F3: Stock Options vest in cumulative annual installments of 25% beginning the date shown.