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Otter Tail Corp — Director's Dealing 2010
Oct 4, 2010
31280_dirs_2010-10-04_6d54e605-fa38-41d9-90dc-b43421a062e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Otter Tail Corp (OTTR)
CIK: 0001466593
Period of Report: 2010-09-30
Reporting Person: SPIES GARY J (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-09-30 | Phantom Stock Units (right to buy) | $ | A | 734.5739 | Acquired | Common Stock (734.5739) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26477.0404 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $26.25 | 2011-04-09 | Common Stock (2000) | 2000 | Direct |
Footnotes
F1: Total direct holdings include shares jointly held with his spouse at Piper Jaffray, shares held by spouse at Dorn & Co and shares acquired individually through Dividend Reinvestment and pursuant to Restricted Stock Award distributions.
F2: 1 -for -1
F3: There is no specific "Exercisable Date" on the Phantom Stock Award.
F4: There is no specific "Expiration Date" on this Phantom Stock Award.
F5: Phantom Stock Units acquired under the 1999 Stock Incentive Plan at fair market value as part of the Compensation Program for Outside Directors. He first elected this method of payment in 2001.