Otis Worldwide Corp — Director's Dealing 2020

Jul 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Otis Worldwide Corp (OTIS)
CIK: 0001781335
Period of Report: 2020-07-01

Reporting Person: Havanec Laurie P. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-01	Common Stock	M	11247	—	Acquired	13500	Direct
2020-07-01	Common Stock	F	4471	$55.78	Disposed	9029	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-01	Restricted Stock Units (RSUs)	$	M	11247	Disposed		Common Stock (11247)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1123	Indirect
Common Stock	40	Indirect

Footnotes

F1: RSUs convert into Otis common stock on a one-for-one basis.

F2: The reporting person was granted RSUs by UTC, Otis' parent company prior to the spin-off. These fully vested and were converted into Otis common stock.