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OSI SYSTEMS INC — Director's Dealing 2021
Sep 9, 2021
31177_dirs_2021-09-09_6ef7f0d3-ccf8-431b-a68b-8dbbc10b90de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSI SYSTEMS INC (OSIS)
CIK: 0001039065
Period of Report: 2021-09-07
Reporting Person: SZE VICTOR S (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-07 | Common Stock | M | 40000 | $33.62 | Acquired | 231363 | Direct |
| 2021-09-07 | Common Stock | F | 26757 | $97.92 | Disposed | 204606 | Direct |
| 2021-09-08 | Common Stock | S | 15000 | $96.92 | Disposed | 189606 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-07 | Option to Purchase Common Stock | $33.62 | M | 40000 | Acquired | 2021-09-08 | Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5136 | Indirect |
Footnotes
F1: Pursuant with a net settlement, shares of stock were tendered to pay for the exercise price of the options and tax withholding. No shares of stock were sold.
F2: Pursuant to the Reporting Owners Rule 10b5-1 Plan.
F3: This transaction was executed in multiple trades at prices ranging from $96.18 to $97.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at transaction was effected.
F4: Victor So-Mien Sze & Angela Hsin-Chi Hsu Co-ttee Sze Trust U/T/A DTD 11/25/2014