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OSHKOSH CORP — Director's Dealing 2021
Feb 17, 2021
14785_dirs_2021-02-17_ff778997-8875-4170-ac58-f017e3155ce3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2021-02-16
Reporting Person: Johnson James W. (Exec. VP & Pres., Fire & Emerg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | M | 7500 | $66.89 | Acquired | 44719.055 | Direct |
| 2021-02-16 | Common Stock | S | 7500 | $99.53 | Disposed | 44730.235 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Options | $66.89 | M | 7500 | Disposed | 2023-11-21 | Common Stock (7500) | Direct |
Footnotes
F1: Represents weighted average price. Individual sales by lot ranged from $99.48 to $99.56. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F2: Amount includes a total of 775.07 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through February 16, 2020. Between 11/20/2020 and 2/16/2021, the reporting person acquired 11.18 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
F3: Option (right to buy) granted pursuant to the Company's Stock Plan.
F4: Options vest in one-third (1/3) annual increments commencing on 11/21/2017.