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OSHKOSH CORP — Director's Dealing 2021
May 18, 2021
14785_dirs_2021-05-18_4adb36db-6b7b-460d-9848-715c5c47105f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2021-05-14
Reporting Person: Nelson Bradley M. (SVP & Pres. Commercial Segment)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-14 | Common Stock | M | 7675 | $46.94 | Acquired | 33897.129 | Direct |
| 2021-05-14 | Common Stock | S | 7675 | $134.89 | Disposed | 26222.129 | Direct |
| 2021-05-14 | Common Stock | M | 11400 | $41.52 | Acquired | 37622.129 | Direct |
| 2021-05-14 | Common Stock | S | 11400 | $134.67 | Disposed | 26222.129 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-14 | Options | $46.94 | M | 7675 | Disposed | 2021-09-15 | Common Stock (7675) | Direct |
| 2021-05-14 | Options | $41.52 | M | 11400 | Disposed | 2022-11-12 | Common Stock (11400) | Direct |
Footnotes
F1: Reporting Person completed a cashless exercise of OSK stock options granted in 2014 and due to expire on September 15, 2021.
F2: Represents weighted average price. Individual sales by lot ranged from $134.61 to $134.99. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F3: Option (right to buy) granted pursuant to the Company's Stock Plan.
F4: Options vest in one-third (1/3) annual increments commencing on 9/15/2015.
F5: Options vest in one-third (1/3) annual increments commencing on 11/12/2016.