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OSHKOSH CORP — Director's Dealing 2021
May 20, 2021
14785_dirs_2021-05-20_60d0a311-7ffd-4fec-96fe-d178a479e81b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2021-05-19
Reporting Person: Bryant John J (EVP and Pres, Defense Segment)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-19 | Common Stock | S | 7300 | $132.36 | Disposed | 11770.325 | Direct |
| 2021-05-19 | Common Stock | M | 5225 | $86.59 | Acquired | 16995.325 | Direct |
| 2021-05-19 | Common Stock | S | 5225 | $131.97 | Disposed | 11770.325 | Direct |
| 2021-05-19 | Common Stock | M | 2500 | $66.09 | Acquired | 14270.325 | Direct |
| 2021-05-19 | Common Stock | S | 2500 | $131.86 | Disposed | 11770.325 | Direct |
| 2021-05-19 | Common Stock | M | 1916 | $90.28 | Acquired | 13686.325 | Direct |
| 2021-05-19 | Common Stock | S | 1916 | $132.12 | Disposed | 11770.325 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-19 | Options | $86.59 | M | 5225 | Disposed | 2027-11-20 | Common Stock (5225) | Direct |
| 2021-05-19 | Options | $66.09 | M | 2500 | Disposed | 2028-11-19 | Common Stock (2500) | Direct |
| 2021-05-19 | Options | $90.28 | M | 1916 | Disposed | 2029-11-18 | Common Stock (1916) | Direct |
Footnotes
F1: Represents weighted average price. Individual sales by lot ranged from $132.28 to $132.36. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F2: Represents weighted average price. Individual sales by lot ranged from $131.97 to $132.04. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F3: Represents weighted average price. Individual sales by lot ranged from $131.85 to $131.94. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F4: Represents weighted average price. Individual sales by lot ranged from $131.99 to $132.17. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F5: Option (right to buy) granted pursuant to the Company's Stock Plan.
F6: Options vest in one-third (1/3) annual increments commencing on 11/20/2018.
F7: Options vest in one-third (1/3) annual increments commencing on 11/19/2019.
F8: Options vest in one-third (1/3) annual increments commencing on 11/18/2020.