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OSHKOSH CORP — Director's Dealing 2021
Oct 12, 2021
14785_dirs_2021-10-12_772a207e-e887-4918-bb48-169b6fcc5eb2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2021-10-04
Reporting Person: Baab Jason P (SVP, Corp. Develop. & Strategy)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 67.86 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $66.09 | 2028-11-19 | Common Stock (700) | Direct | |
| Options | $90.28 | 2029-11-18 | Common Stock (1134) | Direct | |
| Restricted Stock Units | $0 | 2021-11-19 | Common Stock (337.942) | Direct | |
| Restricted Stock Units | $0 | 2022-11-18 | Common Stock (512.537) | Direct | |
| Restricted Stock Units | $0 | 2022-12-16 | Common Stock (752.405) | Direct | |
| Restricted Stock Units | $0 | 2023-11-16 | Common Stock (1588.393) | Direct |
Footnotes
F1: All of the shares were acquired under the Oshkosh Corporation Employee Stock Purchase Plan.
F2: Option (right to buy) granted pursuant to the Company's Stock Plan.
F3: Options vest in one-third (1/3) annual increments commencing on 11/19/2019.
F4: Options vest in one-third (1/3) annual increments commencing on 11/18/2020.
F5: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
F6: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F7: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
F8: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 12/16/2020.
F9: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.