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OSHKOSH CORP — Director's Dealing 2021
Nov 17, 2021
14785_dirs_2021-11-17_b3caeba0-53e3-4726-9387-2e4fad33525b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2021-11-15
Reporting Person: Pack Michael E (Exec VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-16 | Common Stock | M | 2133.994 | — | Acquired | 13435.669 | Direct |
| 2021-11-16 | Common Stock | F | 1003 | $115.07 | Disposed | 12452.539 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Restricted Stock Units | $ | A | 2725 | Acquired | Common Stock (2725) | Direct | |
| 2021-11-16 | Restricted Stock Units | $ | M | 2133.994 | Disposed | Common Stock (2133.994) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2: Amount includes a total of 1,050.85 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through November 17, 2021. Between April 6, 2021 and November 17, 2021, the reporting person acquired 19.87 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
F3: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.
F5: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.