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OSHKOSH CORP — Director's Dealing 2021
Dec 3, 2021
14785_dirs_2021-12-03_05aa19c3-9bf9-478e-a39b-d95b820e92d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2021-12-01
Reporting Person: Pack Michael E (Exec. VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 2.109 | $111.12 | Acquired | 12952.422 | Direct |
| 2021-12-01 | Common Stock | F | 1 | $111.12 | Disposed | 12951.422 | Direct |
| 2021-12-01 | Common Stock | M | 1.024 | $111.12 | Acquired | 12952.446 | Direct |
| 2021-12-01 | Common Stock | F | 1 | $111.12 | Disposed | 12951.446 | Direct |
| 2021-12-01 | Common Stock | M | 7.106 | $111.12 | Acquired | 12958.552 | Direct |
| 2021-12-01 | Common Stock | F | 4 | $111.12 | Disposed | 12954.552 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Restricted Stock Units | $ | M | 2.109 | Disposed | Common Stock (2.109) | Direct | |
| 2021-12-01 | Restricted Stock Units | $ | M | 1.024 | Disposed | Common Stock (1.024) | Direct | |
| 2021-12-01 | Restricted Stock Units | $ | M | 7.106 | Disposed | Common Stock (7.106) | Direct |
Footnotes
F1: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2021 which fell between dividend record date and dividend payment date
F2: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2021 which fell between dividend record date and dividend payment date
F3: Dividend paid on Restricted Stock Units vested and distributed on November 16, 2021 which fell between dividend record date and dividend payment date
F4: Each Restricted Stock Unit represents a contingent right to receive the cash equivalent of one share of OSK Common Stock.
F5: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F6: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
F7: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.