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OSHKOSH CORP — Director's Dealing 2021
Dec 3, 2021
14785_dirs_2021-12-03_d43c9500-1c8b-4e99-8336-6b0de9f8aa40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2021-12-01
Reporting Person: Nerenhausen Frank R. (EVP & Pres. Access Segment)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 6.291 | $111.12 | Acquired | 44605.276 | Direct |
| 2021-12-01 | Common Stock | F | 3 | $111.12 | Disposed | 44602.276 | Direct |
| 2021-12-01 | Common Stock | M | 5.062 | $111.12 | Acquired | 44607.338 | Direct |
| 2021-12-01 | Common Stock | F | 3 | $111.12 | Disposed | 44604.338 | Direct |
| 2021-12-01 | Common Stock | M | 7.106 | $111.12 | Acquired | 44611.444 | Direct |
| 2021-12-01 | Common Stock | F | 4 | $111.12 | Disposed | 44607.444 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Restricted Stock Units | $ | M | 6.291 | Disposed | Common Stock (6.291) | Direct | |
| 2021-12-01 | Restricted Stock Units | $ | M | 5.062 | Disposed | Common Stock (5.062) | Direct | |
| 2021-12-01 | Restricted Stock Units | $ | M | 7.106 | Disposed | Common Stock (7.106) | Direct |
Footnotes
F1: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2021 which fell between dividend record date and dividend payment date
F2: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2021 which fell between dividend record date and dividend payment date
F3: Dividend paid on Restricted Stock Units vested and distributed on November 16, 2021 which fell between dividend record date and dividend payment date
F4: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F5: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F6: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
F7: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.