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OSHKOSH CORP — Director's Dealing 2021
Dec 3, 2021
14785_dirs_2021-12-03_2a605f64-5e26-403a-ba70-90bf7e6e4f57.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2021-12-01
Reporting Person: Baab Jason P (SVP, Corp. Develop. & Strategy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 1.125 | $111.12 | Acquired | 831.56 | Direct |
| 2021-12-01 | Common Stock | F | 1 | $111.12 | Disposed | 830.56 | Direct |
| 2021-12-01 | Common Stock | M | .854 | $111.12 | Acquired | 831.414 | Direct |
| 2021-12-01 | Common Stock | M | 1.763 | $111.12 | Acquired | 830.414 | Direct |
| 2021-12-01 | Common Stock | F | 1 | $111.12 | Disposed | 832.177 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Restricted Stock Units | $ | M | 1.125 | Disposed | Common Stock (1.125) | Direct | |
| 2021-12-01 | Restricted Stock Units | $ | M | .854 | Disposed | Common Stock (.854) | Direct | |
| 2021-12-01 | Restricted Stock Units | $ | M | 1.763 | Disposed | Common Stock (1.763) | Direct |
Footnotes
F1: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2021 which fell between dividend record date and dividend payment date
F2: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2021 which fell between dividend record date and dividend payment date
F3: Dividend paid on Restricted Stock Units vested and distributed on November 16, 2021 which fell between dividend record date and dividend payment date
F4: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F5: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F6: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
F7: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.