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OSHKOSH CORP — Director's Dealing 2021
Dec 3, 2021
14785_dirs_2021-12-03_be83e277-d22c-4372-b462-2af47c915176.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2021-12-01
Reporting Person: Johnson James W. (Exec. VP & Pres., Fire & Emerg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 4.906 | $111.12 | Acquired | 42218.279 | Direct |
| 2021-12-01 | Common Stock | F | 3 | $111.12 | Disposed | 42215.279 | Direct |
| 2021-12-01 | Common Stock | M | 3.557 | $111.12 | Acquired | 42218.836 | Direct |
| 2021-12-01 | Common Stock | F | 2 | $111.12 | Disposed | 42216.836 | Direct |
| 2021-12-01 | Common Stock | M | 4.98 | $111.12 | Acquired | 42221.816 | Direct |
| 2021-12-01 | Common Stock | F | 3 | $111.12 | Disposed | 42218.816 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Restricted Stock Units | $ | M | 4.906 | Disposed | Common Stock (4.906) | Direct | |
| 2021-12-01 | Restricted Stock Units | $ | M | 3.557 | Disposed | Common Stock (3.557) | Direct | |
| 2021-12-01 | Restricted Stock Units | $ | M | 4.98 | Disposed | Common Stock (4.98) | Direct |
Footnotes
F1: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2021 which fell between dividend record date and dividend payment date
F2: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2021 which fell between dividend record date and dividend payment date
F3: Dividend paid on Restricted Stock Units vested and distributed on November 16, 2021 which fell between dividend record date and dividend payment date
F4: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F5: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F6: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
F7: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.