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OSHKOSH CORP — Director's Dealing 2021
Dec 3, 2021
14785_dirs_2021-12-03_4c9878af-6e7c-4cc9-9695-c9ffb05573de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2021-12-01
Reporting Person: Freeders James C (Senior VP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 2.915 | $111.12 | Acquired | 3792.424 | Direct |
| 2021-12-01 | Common Stock | F | 2 | $111.12 | Disposed | 3790.424 | Direct |
| 2021-12-01 | Common Stock | M | 2.134 | $111.12 | Acquired | 3792.558 | Direct |
| 2021-12-01 | Common Stock | F | 2 | $111.12 | Disposed | 3790.558 | Direct |
| 2021-12-01 | Common Stock | M | 4.141 | $111.12 | Acquired | 3794.699 | Direct |
| 2021-12-01 | Common Stock | F | 2 | $111.12 | Disposed | 3792.699 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Restricted Stock Units | $ | M | 2.915 | Disposed | Common Stock (2.915) | Direct | |
| 2021-12-01 | Restricted Stock Units | $ | M | 2.134 | Disposed | Common Stock (2.134) | Direct | |
| 2021-12-01 | Restricted Stock Units | $ | M | 4.141 | Disposed | Common Stock (4.141) | Direct |
Footnotes
F1: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2021 which fell between dividend record date and dividend payment date
F2: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2021 which fell between dividend record date and dividend payment date
F3: Dividend paid on Restricted Stock Units vested and distributed on November 16, 2021 which fell between dividend record date and dividend payment date
F4: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F5: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F6: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
F7: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.