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OSHKOSH CORP — Director's Dealing 2020
Feb 6, 2020
14785_dirs_2020-02-06_e0e2a97d-9791-4772-aaa4-da12960a3023.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2020-02-04
Reporting Person: Freeders James C (Senior VP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-04 | Common Stock | S | 3500 | $90.28 | Disposed | 1640.156 | Direct |
| 2020-02-04 | Common Stock | M | 700 | $41.52 | Acquired | 2340.156 | Direct |
| 2020-02-04 | Common Stock | M | 1167 | $66.89 | Acquired | 3507.156 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-04 | Options | $41.52 | M | 700 | Disposed | 2022-11-12 | Common Stock (700) | Direct |
| 2020-02-04 | Options | $66.89 | M | 1167 | Disposed | 2023-11-21 | Common Stock (1167) | Direct |
Footnotes
F1: Represents weighted average price. Individual sales by lot ranged from $90.28 to $90.29. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F2: Option (right to buy) granted pursuant to the Company's Stock Plan.
F3: Options vest in one-third (1/3) annual increments commencing on 11/12/2016.
F4: Options vest in one-third (1/3) annual increments commencing on 11/21/2017.
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