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OSHKOSH CORP — Director's Dealing 2020
Apr 3, 2020
14785_dirs_2020-04-03_4e01a125-007c-4f6e-be4f-30bbc02809d1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2020-04-03
Reporting Person: Pack Michael E (Exec. VP and CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10014.905 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $86.59 | 2027-11-20 | Common Stock (2025) | Direct | |
| Options | $66.09 | 2028-11-19 | Common Stock (4025) | Direct | |
| Options | $90.28 | 2029-11-18 | Common Stock (2025) | Direct | |
| Restricted Stock Units | $0 | 2020-11-20 | Common Stock (327.214) | Direct | |
| Restricted Stock Units | $0 | 2021-11-19 | Common Stock (1239.649) | Direct | |
| Restricted Stock Units | $0 | 2022-11-18 | Common Stock (903.742) | Direct |
Footnotes
F1: Amount includes a total of 980.76 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 4/3/2020.
F2: Option (right to buy) granted pursuant to the Company's Stock Plan.
F3: Options vest in one-third (1/3) annual increments commencing on 11/20/2018.
F4: Options vest in one-third (1/3) annual increments commencing on 11/19/2019.
F5: Options vest in one-third (1/3) annual increments commencing on 11/18/2020.
F6: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.
F7: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F8: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.