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OSHKOSH CORP — Director's Dealing 2020
Nov 20, 2020
14785_dirs_2020-11-20_7fb13415-3e95-42ac-841e-74feddf30ed0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2020-11-18
Reporting Person: Hawkins Thomas P (SVP, Government Relations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-18 | Common Stock | M | 531.447 | — | Acquired | 924.638 | Direct |
| 2020-11-18 | Common Stock | F | 240 | $79.23 | Disposed | 684.638 | Direct |
| 2020-11-19 | Common Stock | M | 727.01 | — | Acquired | 1411.648 | Direct |
| 2020-11-19 | Common Stock | F | 328 | $80.19 | Disposed | 1083.648 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-18 | Restricted Stock Units | $ | M | 531.447 | Disposed | Common Stock (531.447) | Direct | |
| 2020-11-19 | Restricted Stock Units | $ | M | 727.01 | Disposed | Common Stock (727.01) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
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