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OSHKOSH CORP — Director's Dealing 2020
Dec 3, 2020
14785_dirs_2020-12-03_603459f2-96ae-4ca4-9e10-e164c5c03d5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2020-12-01
Reporting Person: Hawkins Thomas P (SVP, Government Relations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | Common Stock | M | 2.98 | $80.5 | Acquired | 1086.628 | Direct |
| 2020-12-01 | Common Stock | F | 2 | $80.5 | Disposed | 1084.628 | Direct |
| 2020-12-01 | Common Stock | M | 2.179 | $80.5 | Acquired | 1086.807 | Direct |
| 2020-12-01 | Common Stock | F | 1 | $80.5 | Disposed | 1085.807 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-01 | Restricted Stock Units | $ | M | 2.98 | Disposed | Common Stock (2.98) | Direct | |
| 2020-12-01 | Restricted Stock Units | $ | M | 2.179 | Disposed | Common Stock (2.179) | Direct |
Footnotes
F1: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2020 which fell between dividend record date and dividend payment date.
F2: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2020 which fell between dividend record date and dividend payment date.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F5: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.