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OSHKOSH CORP — Director's Dealing 2020
Dec 3, 2020
14785_dirs_2020-12-03_69cb43a7-a6a3-46b3-80e2-4ed418bd55c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2020-12-01
Reporting Person: Pack Michael E (Exec. VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | Common Stock | M | 1.352 | $80.5 | Acquired | 10714.186 | Direct |
| 2020-12-01 | Common Stock | F | 1 | $80.5 | Disposed | 10713.186 | Direct |
| 2020-12-01 | Common Stock | M | 2.559 | $80.5 | Acquired | 10715.745 | Direct |
| 2020-12-01 | Common Stock | F | 2 | $80.5 | Disposed | 10713.745 | Direct |
| 2020-12-01 | Common Stock | M | 1.245 | $80.5 | Acquired | 10714.99 | Direct |
| 2020-12-01 | Common Stock | F | 1 | $80.5 | Disposed | 10713.99 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-01 | Restricted Stock Units | $ | M | 1.352 | Disposed | Common Stock (1.352) | Direct | |
| 2020-12-01 | Restricted Stock Units | $ | M | 2.559 | Disposed | Common Stock (2.559) | Direct | |
| 2020-12-01 | Restricted Stock Units | $ | M | 1.245 | Disposed | Common Stock (1.245) | Direct |
Footnotes
F1: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2020 which fell between dividend record date and dividend payment date.
F2: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2020 which fell between dividend record date and dividend payment date.
F3: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2020 which fell between dividend record date and dividend payment date.
F4: Each Restricted Stock Unit represents a contingent right to receive the cash equivalent of one share of OSK Common Stock.
F5: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.
F6: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F7: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.