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OSHKOSH CORP — Director's Dealing 2018
Dec 6, 2018
14785_dirs_2018-12-06_04da5a8d-1c87-46cd-9a4b-75c3c4eb6529.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2018-12-03
Reporting Person: Messina Robert S (Senior VP, Engineering & Tech.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-04 | Common Stock | M | 3.307 | $71.56 | Acquired | 17712.786 | Direct |
| 2018-12-04 | Common Stock | F | 2 | $71.56 | Disposed | 17710.786 | Direct |
| 2018-12-04 | Common Stock | M | 2.537 | $71.56 | Acquired | 17713.323 | Direct |
| 2018-12-04 | Common Stock | F | 2 | $71.56 | Disposed | 17711.323 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-03 | Restricted Stock Units | $ | A | 6.618 | Acquired | Common Stock (6.618) | Direct | |
| 2018-12-03 | Restricted Stock Units | $ | A | 7.618 | Acquired | Common Stock (7.618) | Direct | |
| 2018-12-04 | Restricted Stock Units | $ | M | 3.307 | Disposed | Common Stock (3.307) | Direct | |
| 2018-12-04 | Restricted Stock Units | $ | M | 2.537 | Disposed | Common Stock (2.537) | Direct |
Footnotes
F1: Dividend paid on Restricted Stock Units vested and distributed on November 21, 2018 which fell between dividend record date and dividend payment date.
F2: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2018 which fell between dividend record date and dividend payment date.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F4: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.
F5: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.
F6: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.
F7: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.