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OSHKOSH CORP — Director's Dealing 2017
Nov 22, 2017
14785_dirs_2017-11-22_0dc88450-a8d1-49ce-9dcc-2f8a19b36fb7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2017-11-20
Reporting Person: Sagehorn David M. (Exec. VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-21 | Common Stock | M | 3119.292 | — | Acquired | 135642.082 | Direct |
| 2017-11-21 | Common Stock | F | 1548 | $86.23 | Disposed | 134094.082 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-20 | Options | $86.59 | A | 11550 | Acquired | 2027-11-20 | Common Stock (11550) | Direct |
| 2017-11-20 | Restricted Stock Units | $ | A | 7175 | Acquired | Common Stock (7175) | Direct | |
| 2017-11-21 | Restricted Stock Units | $ | M | 3119.292 | Disposed | Common Stock (3119.292) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2: Option (right to buy) granted pursuant to the Company's Stock Plan.
F3: Options vest in one-third (1/3) annual increments commencing on 11/20/2018.
F4: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
F5: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.
F6: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.
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