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OSHKOSH CORP — Director's Dealing 2017
Nov 14, 2017
14785_dirs_2017-11-14_4b3319f2-a9cb-495f-aaff-a8bfde981fc9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2017-11-10
Reporting Person: Nelson Bradley M. (SVP & Pres. Commercial Segment)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-10 | Common Stock | M | 1691.032 | — | Acquired | 18907.601 | Direct |
| 2017-11-10 | Common Stock | F | 569 | $84.90 | Disposed | 18338.601 | Direct |
| 2017-11-10 | Common Stock | M | 10000 | $19.24 | Acquired | 28338.601 | Direct |
| 2017-11-10 | Common Stock | D | 10000 | $83.99 | Disposed | 18338.601 | Direct |
| 2017-11-10 | Common Stock | S | 7500 | $83.86 | Disposed | 10838.601 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-10 | Restricted Stock Units | $ | M | 1691.032 | Disposed | Common Stock (1691.032) | Direct | |
| 2017-11-10 | Stock Appreciation Rights | $19.24 | M | 10000 | Disposed | 2018-09-19 | Common Stock (10000) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2: Represents weighted average price. Individual sales by lot ranged from $83.66 to $84.06. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.
F4: Stock Appreciation Rights Award granted pursuant to the Company's Stock Plan.
F5: Stock Appreciation Rights Award vests in one-third (1/3) annual increments commencing on 9/19/2012.