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OSHKOSH CORP — Director's Dealing 2013
Sep 18, 2013
14785_dirs_2013-09-18_f8231f85-979e-42d9-a038-217b12074065.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OSHKOSH CORP (OSK)
CIK: 0000775158
Period of Report: 2013-09-16
Reporting Person: Johnson James W. (Exec. VP & Pres., Fire & Emerg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-17 | Common Stock | F | 936 | $47.70 | Disposed | 16942.45 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-16 | Options | $47.33 | A | 5600 | Acquired | 2020-09-16 | Common Stock (5600) | Direct |
| 2013-09-16 | Restricted Stock Units | $ | A | 4300 | Acquired | Common Stock (4300) | Direct |
Footnotes
F1: Amount includes a total of 388.45 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 9/16/2013. Between 5/29/2013 and 9/16/2013, the reporting person acquired 21.74 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
F2: Option (right to buy) granted pursuant to the Company's Stock Plan.
F3: Options vest in one-third (1/3) annual increments commencing on 9/16/2014.
F4: Each restricted stock unit represents a contingent right to receive one share of OSK common stock.
F5: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/16/2014.