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Oruka Therapeutics, Inc. — Director's Dealing 2021
Dec 16, 2021
32280_dirs_2021-12-16_e4951f9a-81b8-446c-9220-7c312c4ad8f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARCA biopharma, Inc. (ABIO)
CIK: 0000907654
Period of Report: 2021-12-14
Reporting Person: BRISTOW MICHAEL R (Director, Pres. & Chief Executive Offic)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-14 | Stock Option (right to buy) | $2.29 | A | 95000 | Acquired | 2031-12-14 | Common Stock (95000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1109 | Indirect |
| Common Stock | 1414 | Indirect |
| Common Stock | 2285 | Direct |
Footnotes
F1: Grant to the Reporting Person of a stock option under the 2020 Equity Incentive Plan (the Plan), vesting in 36 equal monthly installments from the date of grant, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. In the event of a change in control of the Issuer, 50% of the unvested options shall become fully and immediately vested upon the closing date of such change in control, provided, however, that on the earlier of (i) the one-year anniversary of the closing date or (ii) involuntary termination, any options that remain unvested on such earlier date shall become fully and immediately vested.