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Oruka Therapeutics, Inc. Director's Dealing 2017

Apr 5, 2017

32280_dirs_2017-04-05_2537d091-a6a2-41c4-b01a-7f7ce3a8382c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARCA biopharma, Inc. (ABIO)
CIK: 0000907654
Period of Report: 2017-04-04

Reporting Person: Ozeroff Christopher David (S.V.P., General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-04 Common Stock S 418 $2.41 Disposed 17517 Direct

Footnotes

F1: Represents shares of common stock sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person with respect to the vesting of previously reported Restricted Stock Units ("RSUs") granted to the Reporting Person under the Issuer's 2013 Amended and Restated Equity Incentive Plan (the "Plan").

F2: Includes (i) remaining 1,222 previously reported shares issued as RSUs under the Plan that vest on 2/27/18, and (ii) remaining 1,145 previously reported shares issued as RSUs under the Plan that vest on 4/2/18, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined under the Plan; and 15,150 previously reported shares of common stock held directly.